A named CCO, supervision, AML, registration upkeep, and communications recordkeeping aligned to CFTC and NFA rules.
A designated Chief Compliance Officer and supervisory structure covering your registered activity.
NFA membership upkeep, Series registrations, and associated-person filings handled for you.
An anti-money-laundering program, trade and communications surveillance, and exception handling.
Communications capture and retention aligned to CFTC Reg 1.35 and NFA rules — written records retained, oral pre-trade per requirement.
Compliance is the cost of staying in business — and the place a solo practice is most at risk. Allendale runs it as core infrastructure, not an afterthought, across every office.
See how the partnership paths put Allendale's compliance infrastructure to work for you.
Explore the Partnership paths
The introducing broker's partner for what comes next — backed by infrastructure since 1984.
800-262-7538
contact@allendale-inc.com
227 W. Judd St.
Woodstock, IL 60098
Cleared through StoneX & Associates / StoneX. Member NFA.
This material has been prepared by a sales or trading employee or agent of Allendale Inc. and is, or is in the nature of, a solicitation. This material is not a research report prepared by Allendale's Research Department. By accepting this communication, you agree that you are an experienced user of the futures markets, capable of making independent trading decisions, and agree that you are not, and will not, rely solely on this communication in making trading decisions. The risk of loss in trading futures and/or options is substantial and each investor and/or trader must consider whether this is a suitable investment. Past performance, whether actual or indicated by simulated historical tests of strategies, is not indicative of future results. Trading advice is based on information taken from trades and statistical services and other sources that Allendale Inc. believes are reliable. We do not guarantee that such information is accurate or complete and it should not be relied upon as such. Trading advice reflects our good faith judgment at a specific time and is subject to change without notice. There is no guarantee that the advice we give will result in profitable trades.